
The Advance. The size of the advance may be determined by the size of the publisher's purse, how well the book is likely to sell, and how soon the publisher can expect to get the advance money back in the form of sales. The author's name, reputation, and his or her ability to promote the book will also play a big role in determining the size of the advance. It may be paid up front when the contract is signed, or divided according to the publisher's whim. Sometimes half is paid when the contract is signed with the balance paid on receipt of the finished manuscript (an incentive to insure that authors meet the stipulated deadline date). It may also be paid in thirds, with the final payment made when the book is published. If for any reason the publisher defaults and does not publish the book according to the terms of the author's contract, all rights to the book should be returned to the author, who also gets to keep the advance money.
Production costs include all editing, typesetting, and book design costs, proofreading, cover design, and copywriting of cover content. Once the book has been typeset, a copy is normally sent to the author for checking, and any mistakes previously overlooked by the author or editor in this first go-round, or those generated during the typesetting process, are made without cost to the author. Changes after this point, however, may be charged to the author, along with costs related to the index (unless the author is capable of doing this job to the publisher's satisfaction).
When the book is published, the publisher assumes the responsibility for getting it into bookstores and libraries, may offer it to book clubs and other special markets, and, depending on the publisher's policies, may also sell copies by mail or sell the book at wholesale prices to mail order dealers. The publisher lists the book in its catalog and acquaints its sales reps with the new title to facilitate sales to bookstores and libraries. The publisher also writes and distributes at least one news release, sends review copies to its PR list (which author can contribute names to). After that, a new book published by a trade publisher gets little else in the way of promotion unless the author is a big name that warrants paid advertisements.
Bottom line: A new book will survive or die depending on how hard the author works to promote it to prospective buyers.
Nontraditional Trade Book Publishers. Some discussion needs to be given to a different breed of trade book publisher I happened to encounter the day a fellow sent me a copy of his book contract and asked for my opinion of it. Frankly, it stunk. This particular publisher (one in the garden industry) had offered the author a contract that required him to do work normally done by "standard" trade publishers. This publisher was calling himself a trade book publisher because he regularly sold to bookstores and libraries, but that's were the similarity ended.
This author had no concept of how a good book publishing contract should read, or all the special clauses an author needs in a book publishing contract to realize maximum profits and protect his rights. I've learned a great deal through the years simply by observing how my agent has negotiated with each of my publishers to get revised clauses that benefited me financially and protected my rights to a greater extent. (See below for a link to the second part of this article, which offers tips on some specific clauses that should be in every book-publishing contract.)
Getting an agent is the best way to insure that you receive a fair deal from a publisher, but if you are unable to get an agent to represent you, do not have (or cannot afford) an attorney who is familiar with book publishing contracts.